Active earth pressure analysis of finite soil mass under excavation conditions of adjacent foundation pits
[Journal Article]Fang Kai, Wang Shuo, Liu Nianwu-Journal of Henan Polytechnic University(Natural Science)2026, No.01

Abstract:Objectives When adjacent foundation pits are excavated simultaneously,the deformations of fi-nite soil between the pits on both sides influence the distribution of earth pressure.A rational analysis and determination of the characteristics of finite soil pressure have become crucial issues in engineering.Meth-ods To characterize the soil pressure of finite soil under the condition of adjacent foundation pit excavation,the deformation patterns of finite soil during simultaneous excavation of adjacent pits and the mechanisms by which excavation affects soil pressure development were analyzed using the discrete element method.By conducting stress analysis on soil elements in different regions,an analysis model for active soil pressure of finite soil during excavation of adjacent foundation pits was constructed,and the characteristics of soil pres-sure under varying retaining wall displacements were evaluated.Results The results show that the displace-ment field and slip mode of finite soil differ from those under unilateral foundation pit excavation.Com-pared with unilateral excavation,the earth pressure on retaining walls under simultaneous excavation of ad-jacent pits is smaller.The difference in earth pressure between the two cases is influenced by the aspect ra-tio of the finite soil and the displacement of the retaining wall,the smaller the aspect ratio,the greater the pressure difference.As the retaining wall displacement increases,the pressure difference first increases and then decreases.When the wall displacement reaches half of the displacement required for the overall active limit state of the soil,the pressure difference reaches its maximum.Conclusions The proposed method can effectively characterize the distribution of earth pressure under simultaneous excavation of adja-cent foundation pits,providing theoretical support for calculating active earth pressure of finite soil under the influence of displacements of retaining walls on both sides.

Investigation of reservoir sensitivity evaluation and damage mechanism in deep coalbed methane reservoirs of the Daji Block in Eastern Ordos Basin
[Journal Article]Chen Mingjun, Chen Xueni, Kang Yili et al.-Journal of Henan Polytechnic University(Natural Science)2026, No.01

Abstract:Objectives To clarify the sensitivity characteristics and damage mechanisms of deep coalbed methane(CBM),a study on sensitivity evaluation and damage mechanisms is conducted.Methods The deep CBM reservoirs in the Daji Block of the Ordos Basin is investigated in this study.Petrographic thin-section analysis,X-ray diffraction(XRD),and scanning electron microscopy(SEM)are employed to characterize the deep CBM reservoirs and identify potential sensitivity-inducing factors.Laboratory experi-ments are conducted to evaluate the fluid and stress sensitivity of the deep coal samples,thereby elucidat-ing the mechanisms of damage associated with sensitivity effects.Results(1)The coal maceral composition in the study area is dominated by vitrinite,with a low inertinite content and an absence of liptinite.The in-organic components are mainly quartz and clay minerals,with quartz content at 22.60%and clay minerals at 57.05%(predominantly kaolinite).The pore structure is characterized by abundant cast membrane pores,cellular pores,and gas pores,with well-developed fractures that are mostly filled by clay minerals or calcite.The porosity and permeability are relatively low,and pore connectivity is poor.(2)The CBM res-ervoir exhibits velocity sensitivity,water,salt,alkali,and stress sensitivity.The velocity sensitivity index is 82.64%,indicating strong damage.The water,salt,and alkali sensitivity indices are 53.90%,57.00%,and 63.50%,respectively,representing moderately strong damage.The stress sensitivity coefficient ranges from 0.692 9 to 0.938 3,indicating moderately strong to strong damage.However,no acid sensitivity dam-age is observed,and acid treatment can enhance permeability.(3)The high-temperature,high-pressure,and high-stress environment of deep CBM reservoir leads to low rock mechanical strength,making them highly susceptible to stress sensitivity damage.The high content of pyrite,kaolinite,and illite in the min-eral composition tends to autogenous cementation under complex fluid conditions,causing pore and fracture blockage that hinders gas production.Furthermore,high-salinity formation water is prone to salt precipita-tion and crystallization blockages during drilling and production.Conclusions The findings improve the ra-tionale for designing working fluid systems and production regimes.This is of positive significance for en-hancing coal reservoir protection and increasing coalbed methane production.

Study on the bearing characteristics of variable-section anchor bolts under pullout loads

Abstract:Objectives To address the problem that the pullout resistance of the steel at the tail of resin an-chor bolts in coal mine roadways cannot be fully utilized,a variable-section anchor bolt with a hollow tail is proposed,and its load-bearing characteristics under pullout loads are investigated.Methods Theoretical analysis was employed to examine the internal force distribution,failure modes,and elastic bearing capac-ity of the anchorage segment of the variable-section anchor bolt under pullout loads.This revealed the influ-ence of the hollow section on the bolt's bearing performance.The theoretical findings were validated through laboratory pullout tests.Results Compared to conventional bolts,the hollow section causes a nonlin-ear increase in the axial force distribution of the bolt and an increase in the maximum shear stress at the resin-rock interface.The magnitude of these changes grows with the size of the hollow section.Two failure modes are identified for the variable-section anchor bolt:debonding at the resin-rock interface and bolt frac-ture at the variable-section.Based on their occurrence conditions,formulas for calculating the elastic bear-ing capacity and the critical state equation for each failure mode were derived.By comparing the elastic bearing capacity and safety under the two failure modes,debonding at the resin-rock interface is estab-lished as the primary failure mode.When this debonding occurs,the elastic bearing capacity of the variable-section anchor bolt decreases with increasing hollow section size:initially it declines gradually,then accelerates,showing a negative exponential decay pattern.Conclusions These findings provide theo-retical guidance for improving the economic efficiency of coal roadway support systems and addressing the low steel utilization problem in conventional anchor bolts.

Sensitivity analysis of geological and engineering parameters for CO2 storage in saline aquifers based on numerical simulation
[Journal Article]Zhang Helong, Liu Shiqi, Tian Yuchen et al.-Journal of Henan Polytechnic University(Natural Science)2026, No.01

Abstract:Objectives This study is conducted to investigate the coupled evolution of reservoir porosity-permeability and multiple CO2 trapping mechanisms in the CO2-brine-rock system,with the unclear syner-gistic mechanisms among different trapping methods and the sensitivity of key geological and engineering parameters during CO2 sequestration in saline aquifers being addressed.Methods A 100-year numerical simulation(including a 10-year injection period)is performed using the TOUGHREACT software with the ECO2N module.The model is applied to the deep saline aquifer of the Ordovician Majiagou Formation in the Gubei Mine of the Huainan Coalfield.Furthermore,a parameter sensitivity analysis is designed to fur-ther elucidate the influence of key geological(reservoir anisotropy,salinity)and engineering(CO2 injec-tion rate)factors on the efficiency of these CO2 trapping mechanisms.Results Results demonstrate that the maximum lateral extent of the CO2 plume reaches approximately 1000 meters over the simulation period.CO2 injection reduces pH to 5.36 near the injection well,leading to the dissolution of dolomite,which re-leases Mg²⁺ and inhibits calcite precipitation.This indirectly enhances dissolution processes,resulting in porosity and permeability increases of 0~0.52%and 0~1.6%,respectively.Structural trapping is identified as the dominant mechanism,followed by residual(16.9%),solubility(3.9%),and mineral trapping(0.5%).Sensitivity analysis indicates that higher CO2 injection rates enhance the overall storage capacity.Greater initial brine salinity intensifies buoyancy-driven migration,thereby increasing structural trapping,while salt-out effects suppresse solubility trapping.When the horizontal-to-vertical permeability ratio(kh/kv)increases from 1 to 100,residual and solubility trapping rise by 43.1%and 34.3%,respectively.An in-creased kh/kv ratio alters CO₂ distribution and phase partitioning,shifting the dominant trapping mecha-nism from structural dominance to a combination of physical and geochemical processes.Conclusions Struc-tural trapping is confirmed as the primary mechanism for CO2 sequestration in deep saline aquifers.Geo-chemical reactions influence the porosity-permeability structure through a cycle of mineral dissolution,ion migration,and precipitation.Reservoir anisotropy,brine salinity,and CO2 injection rate can be optimized to regulate fluid flow pathways and phase distribution,thereby enhancing the storage effectiveness of mul-tiple CO2 trapping mechanisms.

Dynamic analysis of parallel mechanism with mixed clearance of rotating pairs and spherical pairs
[Journal Article]Chen Guoqiang, Chu Zixin, Kang Jianli et al.-Journal of Henan Polytechnic University(Natural Science)2026, No.01

Abstract:Objectives In order to study the effect of various clearances on the dynamic characteristics of parallel mechanisms,the dynamic model of the 3-PRS parallel mechanism with mixing clearances of rotat-ing pairs and spherical pairs was established and the dynamic analysis was carried out in this paper.Meth-ods Firstly,kinematic analysis was conducted on the position,velocity and acceleration of the 3-PRS paral-lel mechanism;the kinematic models of the clearance rotating pair and the clearance spherical pair based on the"contact-separation"two-state model were established.Secondly,the Flores contact model and the modified Coulomb friction model were used to establish the contact force model.Then,the Newton-Euler method was used to establish the dynamic model of the 3-PRS parallel mechanism with mixed clearance.Fi-nally,through simulation experiments,the influences of mixed clearance,different clearance values,and different drives on the dynamic characteristics of the parallel mechanism were compared and analyzed.Re-sults The results showed that the motion trajectories of the mechanism with mixed clearance and the mecha-nism without clearance in the ideal state tended to be consistent as a whole.However,the mixed clearance causesed the mechanism to deviate from the ideal position during motion,resulting in fluctuations in veloc-ity and more frequent sudden changes in acceleration.By comparing different clearance values,when the clearance increased,the later the mechanism reached stable operation time,the greater the position offset,the greater the speed fluctuated,and the more unstable the mechanism operated.By comparing different drives,when the drive amplitude decreased,the mechanism reached stable operation earlier,the position and speed curves were smoother,and the mechanism was more stable.Conclusions The research results showed that the mixed clearance had a serious impact on the moving speed,acceleration and other dy-namic characteristics of the parallel mechanism.This research could provide a method and theoretical basis for analyzing the actual movement of the 3-PRS parallel mechanism and the control of clearance errors.

Design and implementation of double closed loop predictive control system of PMSM based on grey prediction model and reduced order Luenberger observer
[Journal Article]Zhang Biao, Pan Hongguang, Zhao Yinghua et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives The dynamic response and anti-interference performance of the permanent magnet synchronous motor(PMSM)control system need to be further enhanced.Methods A double closed-loop pre-dictive control scheme based on grey prediction model and reduced-order Luenberger observer was pro-posed.Firstly,in order to predict the d,q axis reference current of PMSM more accurately through the his-torical current data,the grey prediction model was introduced into the current inner loop to improve the dy-namic current response performance based on double closed-loop MPC system.Secondly,a reduced-order Luenberger observer was designed in the speed outer loop to observe the load torque and make compensa-tion control,which reduced the dynamic response time and the recovery time after interference.Finally,the proposed strategy was verified by simulation and experiment respectively.Results When the motor ad-opted the MPC+DPC scheme,the speed rise time of the PMSM was about 0.3 s when it started no-load;when the load torque of 6 N ⋅ m was abruptly added to the motor,the motor speed dropped,the maximum speed fluctuation was 100 r,the speed recovery time was 0.4 s,and then the A-phase current THD was 27.59%.When the motor adopted the proposed scheme,the no-load start of the PMSM speed rise time was about 0.18 s,when the load of 6 N ⋅ m was suddenly added to the motor,the motor speed dropped,the maximum speed fluctuation was 65 r/min,the speed recovery time was 0.2 s,after stable operation,the A-phase current THD was 19.35%.Conclusions The results showed that the no-load start time of PMSM was shorter when the improved double closed-loop predictive control scheme was adopted in this paper.When the load was suddenly applied,the speed fluctuation was smaller and the speed recovery speed was faster.With less current disturbance,it had faster dynamic response performance,stronger anti-disturbance abil-ity and better current control performance.

Cited:2
Cause analysis and prevention of tailings dam failures based on the AISM-MICMAC Model
[Journal Article]Ye Jiawen, Liu Peixun, Li Haigang et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives To explore the relationships among the causes of tailings dam failures,examine the evolution paths of different factors,analyze the driving-dependence relationships,identify the factors with high driving force and high dependence,and propose corresponding strategies.Methods The AISM-MICMAC Model was employed to systematically analyze the hierarchical relationships and categorical distri-bution of influencing factors.Results Based on accident case analysis,69 potential factors contributing to tailings dam failures were identified and classified into 10 levels,including direct,intermediate,and root causes.Factors at the bottom of the structure were defined as root causes,while those at the top were di-rect causes.The driving force and dependence values of the factors were calculated,and a driving-dependence diagram was constructed.Conclusions The diagram revealed the hierarchical levels of the fac-tors,their evolutionary relationships,and the mutual transmission of influences.Root causes exhibited high driving force and low dependence,while direct causes showed low driving force and high dependence.The four-quadrant diagram effectively visualized the driving-dependence relationships,helping to identify key factors and propose targeted prevention and control measures.

Cited:1
Study on spatiotemporal evolution of surface deformation along Zhengzhou metro corridors and settlement mechanisms at representative stations
[Journal Article]Li Chunyi, Wang Zhengxi, Wang Wenjie et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives The surface deformation during metro operation and maintenance has become one of the most challenging issues for the current urban construction,planning and management departments,se-verely constraining healthy and sustainable urban development.Monitoring surface deformation along the metro corridors in Zhengzhou and characterizing its subsidence patterns and governing laws are of practical significance for mitigating potential risks during operation and maintenance,and for safeguarding public safety.Methods The main urban area of Zhengzhou is adopted as the study area,with 88 Sentinel-1A as-cending orbit images(February 2016-January 2022)utilized.An MT-InSAR deformation inversion frame-work is employed to retrieve the time-series deformation fields and linear deformation-rate fields,and the spatiotemporal evolution of surface deformation within buffer zones along the metro lines is investigated.The subsidence curves for the representative Shamen station were denoised,using a Bayesian estimation algo-rithm grounded in probabilistic modeling.Measurement noise was removed and the subsidence-rate charac-teristics and sinking mechanism of the station were analyzed.Results The results indicate that the signifi-cant subsidence zones are mainly concentrated in the eastern,northwestern,and southwestern regions of the main urban area.Among them,Huiji District in the northwest(Line 2)and Jinshui District(Lines 1 and 5)in the east exhibit the most pronounced subsidence,with maximum rates of 16 mm/a and 12 mm/a re-spectively The Shamen Station,located at the intersection of Lines 2 and 4,exhibits a subsidence-trough apex whose subsidence rate over the initial,active,and recession phases conforms to a logistic time-function curve.The primary cause for the surface double subsidence funnels above Shamen station within re-stricted mining areas is groundwater drainage during metro operation and maintenance.The twin subsidence funnels at the surface observed above the station are primarily attributed to groundwater drainage during metro operation and maintenance.Conclusions The findings elucidate the mechanisms of surface subsid-ence and provide a theoretical basis and technical reference for the prevention and mitigation of surface de-formation hazards in urban metro corridor zones.

Cited:1
Characteristics and attribution of vegetation change in the Loess Plateau based on climate change and human factors
[Journal Article]Ge Liling, Jiao Yiheng, Zhang Xufei et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives The Loess Plateau is an important part of China's ecological security.Understanding the spatiotemporal dynamics of vegetation and its climate controls provides a robust theoretical basis for eco-logical protection and restoration.Methods The kernel-based Normalized Difference Vegetation Index(kNDVI)was employed in this study to characterize vegetation cover across the Loess Plateau of China from 2000 to 2022.Spatialtemporal patterns were examined using trend analysis,stability analysis,and Hurst exponent-based prediction.In addition,meteorological observations were leveraged,and partial-derivative-based attribution was applied to quantify the respective contribution of climate change and anthro-pogenic activities to interannual kNDVI changes.Results showed that:(1)Over the past 23 years,the veg-etation cover increased at a rate of 0.0057/a,and slope-driven spatiotemporal heterogeneity in vegetation cover was significant;(2)The Hurst-based projections indicate that in the mining areas,the vegetation growth shows an upward trendency across 79.04%of the region,while 3.74%exhibits a downward ten-dency.(3)The results of attribution show that the average contributions of precipitation and temperature to kNDVI changes in the Loess Plateau were 0.000 81/a and 0.001 31/a,respectively.Anthropogenic activi-ties dominated,accounting for a 62.33%relative contribution to kNDVI change,compared with 37.67%from climate variability.(4)Land-use dynamics featured expansion of forest area,scaled ecological affores-tation projects and vegetation cover.On the contrary,urbanization exerted an adverse effect on vegetation growth.Conclusions This study provides theoretical and technical support for ecological restoration and en-vironmental quality improvement.

Cited:1
Flood risk assessment of tailings dams based on bibliometrics and ISM
[Journal Article]Chen Guofang, Zhang Xinru, Li Haigang et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives Floods are a critical factor affecting the safety of tailings dams.Clarifying the risk transmission pathways of floods in tailings dams helps identify key risk factors and optimize preventive mea-sures.Methods Bibliometric analysis and expert judgment were used to select important flood risk indica-tors.The hierarchical structure of these indicators was determined using Interpretative Structural Modeling(ISM).Disaster evolution pathways were further analyzed through Fault Tree Analysis(FTA),and corre-sponding preventive measures were proposed.Results(1)A total of 24 flood risk factors were identified through bibliometric analysis,from which 10 key factors were determined based on average weight values and expert experience.(2)ISM revealed the interrelationships among the 10 factors and flood risks,identi-fying direct,indirect,and fundamental influencing factors.(3)A fault tree model for flood disasters in tailings dams was constructed by integrating ISM with accident cases.Boolean algebraic operations yielded 18 disaster-causing paths and 9 prevention paths.(4)Structural importance analysis indicated that insuffi-cient drainage capacity,high peak flood flow,and shallow initial phreatic line are the most critical events influencing flood risks.Conclusions The proposed methodology,which integrates bibliometric analysis,ISM,and FTA,achieves the fusion of objective indicator screening and system modeling,and provides theoretical support for transforming flood prevention in tailings dams from passive response to active pre-vention.

Technology and application of coordinated deep and shallow hole blasting for roof cutting and pressure relief in gob-side entry retaining in thin coal seams

Abstract:Objectives To address the issue of surrounding rock instability in gob-side entry retaining during thin coal seam mining,a roof cutting and pressure relief technique using coordinated deep and shallow hole blasting was developed.Methods Taking the 11031 working face of Mengjin Coal Mine as the engineer-ing background,the roof caving characteristics of gob-side entry retaining in thin coal seams were analyzed through theoretical research.A blasting technique combining deep and shallow holes was proposed.Numeri-cal simulations were conducted to compare the stress and displacement distributions under three roof-cutting schemes:shallow-hole pre-splitting,deep-hole pre-splitting,and coordinated deep and shallow hole blasting.The effectiveness of the coordinated blasting method was validated.Meanwhile,the parameters of advanced and lagging support systems for the No.2 coal seam were optimized,and an industrial test was carried out in the belt roadway of the 11031 working face.Results The simulation results indicated that the proposed method could promote complete caving of the overlying strata in the goaf,effectively block stress transmission between strata,and improve the stress environment of the roadway roof.Field monitoring con-firmed that coordinated deep and shallow hole blasting,combined with optimized support design,signifi-cantly reduced roadway deformation and ensured the stability of gob-side entry retaining.Conclusions The proposed technique effectively solves the problem of surrounding rock instability in gob-side entry retaining during thin coal seam mining.

Influence of solid mass fraction on the consolidation characteristics of full tailings
[Journal Article]Chen Youliang, Zhang Ruyan, Fu Shigen et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives The influence of solids mass fraction on the consolidation behavior of unclassified,high-concentration tailings is investigated.Evolutionary patterns of pore water pressure and matric suction are revealed,and optimized engineering control strategies are proposed to enhance the stability of tailings dams.Methods Laboratory experiments were conducted to systematically examine the consolidation dynam-ics of high-concentration tailings with solids mass fractions of 60%~70%.Moisture sensors were used to track the three-stage spatiotemporal evolution of volumetric water content(VWC).Dynamic measurements of pore water pressure and matric suction were analyzed to assess seepage characteristics and consolidation processes across different Cs levels.Based on the experimental data,the coupling between particle-skeleton formation and water migration was examined,and engineering optimization strategies were proposed.Re-sults The solids mass fraction significantly affected the consolidation dynamics.Higher-Cs systems,due to stronger interparticle interactions,formed more stable particle skeletons,reduced seepage efficiency,and prolonged the dissipation time of excess pore water pressure.Pronounced spatial gradients in volumetric wa-ter content were observed,with a 6%difference between the upper and lower layers in the Cs=70%speci-mens.)Pore water pressure dissipation rates correlated positively with mass fraction,while the maximum matrix suction increased non-linearly from 59.12 kPa(Cs=60%)to 254.34 kPa(Cs=70%).The multistage consolidation response revealed the evolution of moisture-migration mechanisms,and the final VWC showed a significant negative correlation with the initial Cs.The solids mass fraction non-linearly regulates the consolidation behavior of high solids tailings by modulating seepage dynamics and unsaturated character-istics.Conclusions This study provides a theoretical basis for parameter optimization of high concentration discharge processes in tailings storage facilities(TSFs).Through the integration of intelligent monitoring systems with dynamic control strategies,the structural performance of the tailings dam can be effectively enhanced,thereby meeting the safety-management requirements of modern TSFs.

Study on mining-induced failure mechanism of the floor aquifuge based on microseismic monitoring
[Journal Article]Zhang Yanli, Yang Ming, Qi Lingling et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives To investigate the mining-induced failure characteristics of the floor aquifuge and en-sure safe working face extraction,a study on the failure patterns of the floor aquifuge based on microseis-mic monitoring was conducted.Methods With the 16001 working face in Zhaogu No.1 Mine as the research background,microseismic monitoring and numerical simulation were employed to analyze the failure charac-teristics of the floor aquifuge during coal mining.Results The floor aquifuge exhibited distinct stratified fail-ure characteristics in the vertical direction:the 0~10 m interval beneath the floor was identified as a"full mining-induced damage zone"dominated by advance failure;the 10~15 m interval corresponded to a"par-tial mining-induced damage zone""dominated by delayed failure;and depths beyond 15 m formed a"spo-radic mining-induced damage zone"influenced mainly by geological structures.Kernel density analysis of microseismic energy indicated that the floor failure depth in the 16001 working face ranged from 15 to 20 m,with maximum damage occurring in the central mining area.The key water-resistant stratum was identified as the siltstone underlying the L9 limestone.Numerical simulation results showed good agreement with mi-croseismic monitoring data regarding floor failure depth.Conclusions The findings reveal the mining-induced floor failure patterns in large mining-height working faces above confined aquifers,providing theo-retical support for the prevention and control of mine floor water inrush.

Stability evolution of upstream tailings dams under extreme rainfall conditions
[Journal Article]Zhang Xiaobo, Wang Guodong, Ma Yongli et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives This study investigates the stability of upstream tailings dams in the Poyang Lake re-gion under frequent heavy rainfall and prolonged rainfall conditions,focusing on the evolution of seepage fields and dam stability under different rainfall scenarios.Methods An upstream tailings dam in the Poyang Lake region was selected as a case study.Fluid-solid coupling simulations were conducted using the Seep/W and Slope/W modules of the finite element software GeoStudio.Results Under extreme rainfall condi-tions,rainfall infiltration reduced dam stability,and the rate of decrease in the safety factor was positively correlated with rainfall intensity.At rainfall intensities of 500 mm/d and 700 mm/d,the tailings dam rap-idly reached saturation,with safety factors falling below the minimum allowable value at 36 h and 24 h,re-spectively,indicating instability.Under prolonged rainfall conditions,the safety factor gradually de-creased;However,under moderate(25 mm/d)and heavy rainfall(50 mm/d),the dam remained stable af-ter 70 days of continuous rainfall.Conclusions Under heavy rainfall conditions,increased water content and saturation of surface tailings in certain areas readily induced shallow sliding instability,the main cause of localized stability reduction.Under prolonged rainfall conditions,differences in permeability across tail-ings layers caused localized increases in pore water pressure and unit weight within the dam,potentially triggering deep sliding instability and thereby contributing to overall stability reduction.To quantitatively characterize the rise of the seepage field,an infiltration coefficient was proposed to represent the magnitude and rate of the rise.The findings provide a reference for stability analysis of upstream tailings dams in the Poyang Lake region under complex rainfall conditions.

Dynamic offloading cost optimization of Internet of vehicles based on deep reinforcement learning
[Journal Article]Zhao Shan, Jia Zongpu, Zhu Xiaoli et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives The study aimed to solve the key problems of task offloading and resource allocation in the Internet of vehicles with imperfect channel,and reduce the computational cost.Methods Combined the imperfect channel characteristics to abstract the basic vehicle-connected task offload environment,jointly optimized the task offload ratio,power selection and server resource allocation,and established a long-term average cost minimization problem model for all users.Using a dynamic offloading optimization scheme based on deep reinforcement learning,and considering the continuity of solution variables,SP-DDPG(deep deterministic policy gradient with importance sampling and prioritized experience replay)algo-rithm was proposed to solve the problem model.Compared with some existing deep reinforcement learning methods,the performance of SP-DDPG algorithm under the influence of a single variable was studied,and two important indicators of average offloading cost and task discard number were calculated respectively.Results Compared with the complete task offloading algorithm F-DDPG and DDQN,the average task offloading cost was reduced by about 36.13%and 44.02%,and the number of dropped tasks was reduced by at least 4.38%and 9.76%respectively.Compared with the partial offloading algorithm DDPG,the aver-age offloading cost and the number of dropped tasks decreased by 13.34%and 3.17%.The experimental re-sults were averaged after multiple runs(tradeoff factor of delay and energy consumption ω=0.5,channel es-timation accuracy ρ=0.95),which had good reliability.Conclusions Compared with some conventional deep reinforcement learning algorithms,the proposed optimized deep deterministic policy gradient algo-rithm SP-DDPG had lower computational cost and better performance in the environment of vehicle network-ing with unstable and complex changes.

Experimental study on anisotropy and dispersion characteristics of complex resistivity of coal with varying water saturation levels
[Journal Article]Li Donghui, Li Zixin, Li Zhe et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives To analyze the effects of water saturation,anisotropy,and pore structure on the com-plex electrical resistivity of coal and its dispersion characteristics,an experimental study on the complex re-sistivity anisotropy and dispersion characteristics of coal with different water saturations was carried out.Methods Anthracite samples from Zhaoguer Mine were selected to investigate their electrical properties.The complex impedance magnitude Z(representing actual energy dissipation)and the imaginary component X(representing energy storage capacity within the medium)were measured along different directions and under varying water saturation conditions.Corresponding complex resistivity spectrum were derived and an-isotropy coefficients were employed to quantify the influence of water saturation and porosity on the anisot-ropy behavior of the coal samples.Results The results show that the complex resistivity of water-saturated coal exhibits frequency dispersion i.e.the magnitude varies with frequency.Specifically,the absolute val-ues of Z and X decrease with the increasing water saturation,and the imaginary component X shows a sig-nificant shift.As water saturation increases,the interfacial critical frequency shifts towards higher frequen-cies.The complex resistivity of coal exhibits pronounced anisotropy across different water saturation levels.The anisotropy coefficient increases with increasing water saturation and also rises with higher porosity,a behavior primarily attributed to the pore structure and its spatial distribution of the coal.Conclusions This study demonstrates a close linkage between water saturation,pore structure,and the anisotropy and frequency-dispersion characteristics of complex resistivity in coal.It provides experimental and theoretical basis for leveraging complex electrical properties to evaluate coal-seam pore structure,development state,and mineral composition and it offers practical implications for the prevention and control of coal-mine gas hazards.

Sensitivity analysis and optimization design of shearer's spiral drum based on discrete element method
[Journal Article]Li Minghao, Niu Hao, Fan Jiayi et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives In order to optimize the coal loading performance and production efficiency of shearer working in complex coal seam,the floor climbing shearer's spiral drum was studied based on the discrete element method,sensitivity analysis theory,and structural evolution algorithm.Methods The physical model of the spiral drum and the gangue coal rock was jointly established.The Hertz model was used to construct the coupling model between roller and gangue coal rock.Based on the physical characteristics pa-rameters and the movement parameters of the drum and the gangue coal rock,the coal-loading performance of the shearer was simulated and analyzed,and the loading rate of the spiral drum of the climbing floor shearer was obtained by regional statistics.A discrete element coupling model for different geometric param-eters and motion parameters of the drum was established.The data obtained from the simulation of discrete element coupling model was fitted,and the multi-objective design function of spiral drum was obtained based on the multi-objective optimization design weighting algorithm.Based on the stress-strength interfer-ence theory,the state evaluation function of the coal loading performance of the shearer screw drum was constructed.Combined with the sensitivity design theory,the influence law of screw drum design variables on the coal loading performance of shearer was obtained.Using structural evolution algorithm,the optimal solution of shearer spiral drum design variables was obtained.Results The results showed that the coal-loading rate of the optimized spiral drum was increased from 61.35%to 64.17%,the optimal design of spi-ral drum was achieved.The sensitivity of the design variable was reduced and the coal-loading performance of the spiral drum was improved,it showed that the overall performance of the optimized drum loading rate tended to be stable.Conclusions Combining discrete element technology,sensitivity design theory and struc-tural evolution algorithm,an effective technical route for designing spiral drum with efficient cutting perfor-mance under the condition of occurrence of coal seam containing gangue was provided.

Fixed-time parameter-varying sliding synchronous control of manipulators with actuator faults and nonlinearities
[Journal Article]Liu Shubo, Li Zhi, Zhang Zhiyuan et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives It is needed to attenuate the adverse effects caused by unknown actuator nonlineari-ties,actuator faults,and bounded disturbances,and to achieve fast and high-precision tracking of the de-sired trajectory of manipulator.Methods A fixed-time parameter-varying sliding fault tolerant synchronous control(FPS-FTSC)strategy was proposed based on the sum-of-squares(SOS)theory for a class of uncertain manipulator systems.Firstly,a unified mathematical model of actuators with unknown nonlinearity and faults was established.Secondly,a synchronous error control term was introduced to ensure the coordina-tion between the various axes of manipulators,and it was combined with the prescribed performance func-tion(PPF)to complete error transformation.With the parameter-varying terminal sliding framework,it was demonstrated that synchronous error and position tracking error could converge to the range limited by PPF within a fixed time based on Lyapunov stability theory.Then,while solving for the gain of parameter-varying controller,the conditions for the existence of global optimal H∞ disturbance suppression perfor-mance of the system were given.Results In simulation and experiment,the FPS-FTSC strategy enabled both position tracking error and synchronization error to quickly converge to a small neighborhood of zero under ideal conditions without actuator faults and nonlinearity;In the presence of various actuator faults and nonlinearity,the proposed strategy could still achieve fast and stable tracking of the desired trajectory,and had better control performance than existing algorithms.Conclusions Simulation and experimental re-sults showed that the proposed control strategy could achieve good transient and steady-state performance of the system under multiple constraints,demonstrating good robustness and fault tolerance.

Classification methods for urban hierarchy and analysis of robust features using nighttime light remote sensing
[Journal Article]Zhao Zongze, Zhou Yuyao, Chen Shiyu-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives Urban hierarchy classification levels is closely related to urban planning and sustain-able development.This study aims to evaluate the applicability of machine learning classification methods for urban hierarchy classification and analyze the robustness of nighttime light remote sensing features.Methods Based on the 2021 NPP-VIIRS(National Polar-orbiting Partnership-Visible Infrared Imaging Radi-ometer)nighttime light remote sensing imagery,12 statistical features were extracted from 297 cities in China.Machine learning methods were employed for urban hierarchy recognition and classification,and the SHAP(Shapley Additive exPlaneations)method was used for the model interpretation and robust feature identification.Results The results show that all machine learning methods achieved AUC values above 0.90 under ROC(Receiver Operating Characteristic)curves,demonstrating excellent classification performance.Among them,random forest exhibited the best performance.with an accuracy of 0.75 and an F1 value of 0.764 6.The recognition ability of machine learning methods varied across different city tiers:The classifi-cation accuracy for third-tier and fourth-tier cities was significantly lower than that of first-tier,second-tier,and fifth-tier cities.Classification accuracy for third-and fourth-tier cities was significantly lower than for first-,second-,and fifth-tier cities.The ensemble model combining XGBoost and random forest achieved an overall accuracy of 0.783 3,with an F1 value of 0.805 1.While feature importance varied across differ-ent models,the robust nighttime light features remained consistent.Conclusions This study demonstrates that machine learning classification methods based on nighttime light remote sensing imagery can effectively identify urban hierarchies.The identification of robust nighttime light feature variables reduces the complex-ity of urban hierarchy classification and improves classification efficiency.This approach provides a scien-tific basis for urban classification.

Bleeding characteristics and water migration mechanism of backfill slurry
[Journal Article]Yang Liuhua, Wang Yongbin, Fu Botao et al.-Journal of Henan Polytechnic University(Natural Science)2025, No.06

Abstract:Objectives This study aims to elucidate the correlation mechanism between the bleeding charac-teristics of backfill slurry and mesoscopic water migration,and to reveal the influence of macro-meso struc-tural evolution on the bleeding process.Methods An orthogonal experimental design was conducted to test fluidity,bleeding rate,and settling rate.Range analysis and efficacy coefficient calculations were com-bined with a Matlab-based 3D visualization multi-factor coupling model to determine the optimal mix ratio.Nuclear magnetic resonance(NMR)was used to analyze the mesoscopic water migration characteristics of the optimal slurry at standing times of 5,30,60,90,120,and 180 minutes.Results The optimal mix ra-tio was identified as a cement-tailings ratio of 1:8,a mass concentration of 74%,and a water-reducer dos-age of 1%.The significance order of factors affecting bleeding rate was:mass concentration>cement-tailings ratio>water-reducer dosage.NMR results indicated that in high-solid-concentration backfill slurry,adsorbed water was the dominant form;pore water acted as a dynamic transitional state,with fluctuating peak areas reflecting the balance between adsorbed water release and interfacial re-adsorption;and free wa-ter increased with prolonged standing time.Conclusions The bleeding process of backfill slurry can be di-vided into four distinct stages:induction period,acceleration period,constant period,and stabilization pe-riod.Water migration follows the pathway of adsorbed water→pore water→free water.The migration rate is slowest during the induction period,peaks in the acceleration period as adsorbed water rapidly converts to free water,remains rapid in the constant period,and becomes restrained in the stabilization period,result-ing in a steady bleeding state.This study provides insight into the mechanism linking bleeding characteris-tics to mesoscopic water migration and provides a theoretical basis for optimizing backfill parameters in deep mining.